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State Department Lays Out Global Interceptor Missile Plans

U.S. Department of State
September 10, 2012

Growing Global Cooperation on Ballistic Missile Defense
Remarks by Frank A. Rose
Deputy Assistant Secretary, Bureau of Arms Control, Verification and Compliance
Berlin, Germany
Edited by RR


Standard Missile-3 Block IB launch
June 27, 2012 (Missile Defense Agency)

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Phase One gained its first operational elements in 2011 with the start of a sustained deployment of an Aegis BMD-capable multi-role ship to the Mediterranean in March 2011 and the deployment of an AN/TPY-2 radar in Turkey, which became operational in December 2011. Spain has also agreed to host four U.S. Aegis destroyers at the existing naval facility at Rota.

The Allies…welcomed the EPAA as the U.S. national contribution to the new NATO territorial missile defense capability, in support of our commitment to the collective self-defense of the Alliance under Article 5 of the North Atlantic Treaty.

The AN/TPY-2 radar deployed in Turkey is now under NATO operational control. In addition, U.S. BMD-capable Aegis ships in Europe are also now able to operate under NATO operational control when threat conditions warrant.

In the Middle East, we are already cooperating with our key partners bilaterally and multilaterally through venues such as the recently established U.S.-Gulf Cooperation Council (GCC) Security Cooperation Forum….Additionally, we are continuing our long-standing and steadfast cooperation with Israel on missile defense on key systems such as Arrow 3, David’s Sling, and Iron Dome.

[T]he United States and Japan already are working closely to develop jointly an advanced interceptor known as the SM-3 Blk IIA, and continue to work on enhancing interoperability between U.S. and Japanese forces. We are also continuing to discuss BMD bilaterally with the Republic of Korea and Australia and we recently had our annual meeting of the U.S.-Australia-Japan trilateral missile defense forum.

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I would like to thank the Missile Defense Agency, the American Institute of Aeronautics and Astronautics (AIAA), and our German hosts for putting on this outstanding conference, which over the years has become a much anticipated annual event. It’s been a distinct honor to be invited to speak at this conference for three years running and my pleasure to once again represent the State Department this afternoon at this influential gathering of missile defense experts from more than twenty nations.

In June of this year, the United States conducted its second consecutive successful test of the SM-3 IB interceptor and the second generation Aegis BMD 4.0.1 weapon system. This success was a critical accomplishment for Phase Two of the EPAA, which will see SM-3 IBs deployed in Romania in the 2015 timeframe.

Implementation of the European Phased Adaptive Approach

At the State Department, I am responsible for overseeing a wide range of defense policy issues, including ballistic missile defense. For nearly three years, I have been focused on carrying out the vision articulated by the President when he announced in September 2009 that the EPAA would “provide stronger, smarter, and swifter defenses of American forces and America’s Allies,” while relying on “capabilities that are proven and cost-effective.” The EPAA will provide comprehensive protection for all of our NATO European Allies and augment the defense of the U.S. homeland.

As laid out in the 2010 Ballistic Missile Defense Review, “[t]he United States seeks to create an environment in which the development, acquisition, deployment, and use of ballistic missiles by regional adversaries can be deterred, principally by eliminating their confidence in the effectiveness of such attacks.”

Creating this new strategic environment depends on strong cooperation with our allies and partners. In order to make this vision a reality, President Obama has made international cooperation on missile defense a key priority, and we are pursuing a region-by-region approach based on the following three principles:

[R]ecognizing that our supply of BMD assets cannot meet the global demand we face, the United States is developing mobile capabilities that can be relocated to adapt to changing regional threats and provide surge defense capabilities where they are most needed.

In implementing this approach in Europe, we designed the EPAA to protect our deployed forces and Allies in Europe…

EPAA Phase One gained its first operational elements in 2011 with the start of a sustained deployment of an Aegis BMD-capable multi-role ship to the Mediterranean in March 2011 and the deployment of an AN/TPY-2 radar in Turkey, which became operational in December 2011. Spain has also agreed to host four U.S. Aegis destroyers at the existing naval facility at Rota. These multi-mission ships will support the EPAA as well as other EUCOM and NATO maritime missions.

For Phase Two of the EPAA, we have an agreement with Romania to host a U.S. land-based SM-3 interceptor site beginning in the 2015 timeframe…In June of this year, the United States conducted its second consecutive successful test of the SM-3 IB interceptor and the second generation Aegis BMD 4.0.1 weapon system. This success was a critical accomplishment for Phase Two of the EPAA, which will see SM-3 IBs deployed in Romania in the 2015 timeframe.

We also have an agreement with Poland to place a similar land-based interceptor site there, including the SM-3 IIA, in the 2018 timeframe for Phase Three of the EPAA, which will extend BMD protection to all of NATO Europe.

[T]he Department of Defense has begun concept development of a more advanced interceptor, known as the SM-3 IIB, which will be deployed in EPAA Phase Four in the 2021 timeframe. The SM-3 IIB will provide an intercept capability against intermediate-range ballistic missiles and an additional layer for a more enhanced homeland defense against potential ICBM threats to the United States from the Middle East.

Cooperation with NATO Allies

…To better achieve this end, the Obama Administration is implementing the EPAA within the NATO context.

At the 2010 Lisbon Summit, NATO Heads of State and Government approved a new Strategic Concept and took the historic decision to develop the capability to defend NATO European populations and territory against the increasing threat posed by ballistic missile proliferation. The Allies also welcomed the EPAA as the U.S. national contribution to the new NATO territorial missile defense capability, in support of our commitment to the collective self-defense of the Alliance under Article 5 of the North Atlantic Treaty.

At the Lisbon Summit, NATO Heads of State and Government also decided to expand the scope of the NATO Active Layered Theatre Ballistic Missile Defense (ALTBMD) program to serve as the command, control, and communications network to support this new capability. NATO Allies have committed to investing over $1 billion in ALTBMD to support NATO missile defense. NATO’s plan for missile defense is based on the principle that individual Allies will make voluntary national contributions of BMD sensors and interceptor systems, capabilities that will be integrated into the NATO ALTBMD command and control backbone. As with any national contribution, Allies are responsible for the costs associated with their own contributions.

On May 20-21 of this year, the NATO Heads of State and Government met in Chicago for the NATO Summit and announced that NATO had achieved an interim BMD capability. This means that the Alliance has an operationally meaningful standing peacetime BMD capability. NATO also agreed on the BMD-related command and control procedures, designated Supreme Allied Commander Europe as the commander for this mission, and demonstrated an interoperable command and control capability.

To support this interim BMD capability, the United States has offered EPAA assets to the Alliance as our voluntary national contributions to the BMD mission. The AN/TPY-2 radar deployed in Turkey is now under NATO operational control. In addition, U.S. BMD-capable Aegis ships in Europe are also now able to operate under NATO operational control…

…We believe that NATO BMD will be more effective should Allies provide sensors and interceptors to complement the U.S. EPAA contributions. Several NATO Allies already possess land- and sea-based sensors that could potentially be linked into the system, as well as lower tier systems that can be integrated and used to provide point defense such as PATRIOT. If Allies should decide to develop their own BMD capabilities, that would create significant opportunities for European industries, science, and technology. In short, there is absolutely no requirement or assumption that NATO missile defense will be “made in the USA.” The only requirement is that the systems contributed by Allies be interoperable with NATO ALTBMD.

Some of our NATO Allies already have begun to invest in assets that can be contributed to the NATO BMD mission, while others are continuing to study the issue. For example, the Netherlands has indicated that it will spend close to 250 million Euros to modify the SMART-L radars on its frigates to detect and track ballistic missiles at long ranges and has indicated it will contribute its Patriot BMD systems to the NATO missile defense mission. Allies also can contribute via pooling of BMD assets and joint development and procurement…

Missile Defense Developments in Other Regions

The United States, in consultation with our allies and partners, is continuing to bolster missile defenses in other key regions such as the Middle East and the Asia-Pacific…

In the Middle East, we are already cooperating with our key partners bilaterally and multilaterally through venues such as the recently established U.S.-Gulf Cooperation Council (GCC) Security Cooperation Forum.

Several of our partners in the region have expressed an interest in buying missile defense systems, and some have already done so. For example, just last year the UAE contracted to buy two THAAD batteries that…The UAE also has contracted to purchase Patriot PAC-3 to provide a lower-layered, point defense of critical national assets. As Secretary Clinton said recently on a visit to Saudi Arabia, “we can do even more to defend the Gulf through cooperation on ballistic missile defense.” We look forward to advancing cooperation and interoperability with our GCC partners in the years ahead.

Additionally, we are continuing our long-standing and steadfast cooperation with Israel on missile defense on key systems such as Arrow 3, David’s Sling, and Iron Dome.

In the Asia-Pacific, we are continuing to cooperate through our bilateral alliances and key partnerships. For example, the United States and Japan already are working closely to develop jointly an advanced interceptor known as the SM-3 Blk IIA, and continue to work on enhancing interoperability between U.S. and Japanese forces. We are also continuing to discuss BMD bilaterally with the Republic of Korea and Australia and we recently had our annual meeting of the U.S.-Australia-Japan trilateral missile defense forum.

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